Obliged entity profile in one place
AML PROOF automatically generates and manages obliged entity documents — internal policy, risk assessment, records of responsible persons and the internal reporting system. All aligned with current legislation.
Documents tailored to your obliged entity type.
What the obliged entity profile covers
The law requires not only client checks but also organisational and personnel measures. The platform combines them in a single profile.
Internal AML policy (SVZ)
Automatically generated internal policy tailored to the obliged entity type, always up to date with current legislation (§ 21).
Risk assessment (BWRA)
Own ML/TF risk assessment based on 5 statutory factors using WAR methodology (§ 21a).
Responsible persons
Records of the designated person (§ 22a), contact person (§ 22) and whistleblowing officer.
AML Whistleblowing
Internal reporting system allowing anonymous submissions by employees and persons in equivalent positions.